Michael Lohnes

Michael Lohnes

Katten Muchin Rosenman LLP

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Financial Markets and Funds Quick Take | Issue 41

Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds....more

8/14/2025  /  Artificial Intelligence , CFTC , Commodity Trading Advisors (CTAs) , Cryptocurrency , Digital Assets , EU , No-Action Requests , Regulatory Requirements , Securities and Exchange Commission (SEC) , UK

FINRA Aligns CAT Timestamp Requirements with SEC Relief and Extension to 2030

The Financial Industry Regulatory Authority (FINRA) is updating Rule 6860(a)(2) so that industry members who use time stamps more granular than nanoseconds must continue to truncate (rather than round) those time stamps at...more

7/25/2025  /  Amended Rules , Exemptions , Final Rules , Financial Industry Regulatory Authority (FINRA) , Financial Markets , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

Texas Court Stays CAT Class Action, But Reporting Must Continue

On July 7, Judge Alan Albright of the US District Court for the Western District of Texas granted the Securities and Exchange Commission’s (SEC) motion to stay a class action by industry groups that challenges the...more

7/16/2025  /  Class Action , Financial Services Industry , Judicial Authority , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation , Stays

Financial Markets and Funds Quick Take | Issue 39

Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds....more

6/26/2025  /  CFTC , Cryptocurrency , Financial Institutions , Financial Markets , Investment Funds , Private Funds , Proposed Rules , Regulatory Reform , Regulatory Requirements , Securities and Exchange Commission (SEC)

SEC Signals Reevaluation of CAT Reporting Amid Broader Transparency and Regulatory Reform Efforts

Securities and Exchange Commission (SEC) Chairman Paul S. Atkins recently directed SEC staff to conduct a review of the Consolidated Audit Trail (CAT), focusing on the escalating costs, reporting requirements, and...more

5/30/2025  /  Cryptocurrency , Cybersecurity , Data Collection , Digital Assets , Financial Services Industry , Regulatory Reform , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC)
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