Michael MacRae Robinson

Michael MacRae Robinson

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Iowa Proposes State-Specific Best Interest Rules for Insurance and Securities Businesses

UPDATED: MAY 12, 2020: Yesterday, Iowa adopted its proposed regulation requiring annuity agents to act in the best interest of consumers, but delayed adoption (or revision, withdrawal) of the companion securities rules. The...more

4/9/2020  /  Broker-Dealer , Financial Industry Regulatory Authority (FINRA) , Interest Rates , Investment Adviser , NAIC , Registered Representatives , Regulation Best Interest
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