Michael Pastore

Michael Pastore

Mintz

Contact
View Bio
RSS

Latest Posts › Employee Retirement Income Security Act (ERISA)

Share:

Massachusetts Securities Division Rolls Out Final Version of Fiduciary Duty Rule

The Massachusetts Securities Division (the “Division”) has announced that they will begin to apply a fiduciary conduct standard to broker-dealers and agents when dealing with their customers. Once adopted, the Division has...more

3/3/2020  /  Broker-Dealer , Employee Retirement Income Security Act (ERISA) , Fiduciary Duty , Regulation Best Interest , Securities Litigation , Standard of Conduct
1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide