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The Bank of England’s approach to financial market infrastructure supervision

In November 2024, the Bank of England published an Approach Document setting out its approach to the supervision of financial market infrastructures (“FMIs”) – specifically of central counterparties (“CCPs”), central...more

The Bank of England’s consultation on Fundamental Rules for financial market infrastructures – a new basis of supervision?

The Bank of England (the “Bank”) has published a Consultation Paper proposing a set of Fundamental Rules for UK financial market infrastructures (“FMIs”) – such as central counterparties and central securities depositories. ...more

UK embraces DLT and tokenisation: direction of travel - Redefining the frontiers of financial system efficiency

This articles provides some insights on the direction of travel in the UK in relation to distributed ledger technology (DLT) and digital assets, in light of recent legislative and policy developments that signal the UK’s...more

UK embraces DLT and tokenisation: direction of travel

This articles provides some insights on the direction of travel in the UK in relation to distributed ledger technology (DLT) and digital assets, in light of recent legislative and policy developments that signal the UK’s...more

UK Bank of England finalises policy on FMI outsourcing and third party risk management

On 8 February 2023, the Bank of England published a Policy Statement on outsourcing and third party risk management in financial market infrastructures (FMIs). The Policy Statement provides feedback to three previous Bank...more

UK FCA, PRA and BoE publish discussion paper (DP5/22) on AI and machine learning

In the discussion paper, the UK financial supervisory authorities have not provided a new legal framework or their intended future approaches for regulating the use of AI and machine learning in financial services. However,...more

HMT confirms no more open access for exchange-traded derivatives

On 5 May 2020, the HM Treasury confirmed that it plans to remove the open access regime for exchange-traded derivatives (ETDs), which is currently within the UK version of the Markets in Financial Instruments Regulation (UK...more

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