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Mayer Brown

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CFTC Issues Guidance for Referrals of Criminal Regulatory Offenses to DOJ

On July 9, 2025, the Commodity Futures Trading Commission (CFTC) issued an advisory describing its plan to address criminally liable regulatory offenses in accordance with Executive Order 14294, Fighting Overcriminalization...more

7/23/2025  /  CFTC , Criminal Prosecution , Department of Justice (DOJ) , Enforcement , Executive Orders , Financial Services Industry , Penalties , Regulatory Agencies , Regulatory Reform , White Collar Crimes

CFTC’s Division of Enforcement Issues New Advisory on Self-Reporting, Cooperation and Remediation

AT A GLANCE - New guidance on self-reporting, cooperation, and remediation was recently released by the Commodity Futures Trading Commission’s Division of Enforcement (CFTC). The CFTC’s advisory includes tiered scales for...more

3/12/2025  /  CFTC , Compliance , Disclosure Requirements , Enforcement Actions , Regulatory Requirements , Reporting Requirements
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