Just as risk assessment is the bedrock for an effective compliance program, root cause analysis (“RCA”) similarly underpins successful remediation of compliance violations. The DOJ’s March 2023 Evaluation of Corporate...more
No Longer Just a Matter of Paying the Fine and Moving On.
Corporate settlement agreements used to be straightforward—pay the penalty and move on. Now, these resolutions rival complex business transactions, including...more
9/12/2023
/ Breach of Duty ,
Compliance Management Systems ,
Corporate Misconduct ,
Corporate Monitoring ,
Corrective Action Plans (CAPs) ,
Deferred Prosecution Agreements ,
Department of Justice (DOJ) ,
Enforcement Actions ,
Ethics ,
Foreign Corrupt Practices Act (FCPA) ,
Forensic Examination ,
Government Investigations ,
Internal Audit Functions ,
Remediation ,
Risk Assessment ,
Sarbanes-Oxley ,
Securities and Exchange Commission (SEC) ,
Settlement Agreements ,
White Collar Crimes