Michelle Lara

Michelle Lara

DLA Piper

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Observations from the SEC Roundtable on Executive Compensation

The Securities and Exchange Commission (SEC) held its Roundtable on the executive compensation disclosure requirements at its headquarters in Washington, DC on June 26, 2025. Chairman Paul S. Atkins set the tone in his...more

7/9/2025  /  Board of Directors , Corporate Governance , Disclosure Requirements , Executive Compensation , Investors , Proposed Amendments , Publicly-Traded Companies , Regulatory Reform , Rulemaking Process , Securities and Exchange Commission (SEC)

To Control or Not to Control: SEC Issues New Guidance Impacting Schedule 13G filers

The US Securities and Exchange Commission (SEC) recently issued a new Compliance and Disclosure Interpretation, Question 103.12 (C&DI), that may significantly impact how public companies engage with their shareholders....more

3/10/2025  /  Beneficial Owner , CD&I , Corporate Governance , Disclosure Requirements , Institutional Investors , Reporting Requirements , Schedule 13G , Securities and Exchange Commission (SEC) , Securities Regulation , Shareholders
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