In 2025, 145 companies have effectuated reverse stock splits. Both companies listed on Nasdaq and on the New York Stock Exchange (“NYSE”) often conduct reverse stock splits to comply with each exchange’s minimum share price...more
5/2/2025
/ Compliance ,
Corporate Governance ,
Delisting ,
Initial Public Offering (IPO) ,
Listing Rules ,
Nasdaq ,
NYSE ,
Publicly-Traded Companies ,
Reverse Stock Splits ,
Securities Regulation ,
Share Price
On December 19, 2018, the SEC announced that it had adopted final rules that allow reporting companies to rely on the Regulation A exemption from registration for their securities offerings.
Until recently, the only way...more
2/4/2019
/ Acquisitions ,
Amended Regulation ,
Capital Markets ,
Final Rules ,
Initial Coin Offering (ICOs) ,
Initial Public Offering (IPO) ,
Mergers ,
Publicly-Traded Companies ,
Registration Requirement ,
Regulation A ,
Securities and Exchange Commission (SEC) ,
Smaller Reporting Companies
Although EDGAR continues to accept filings, the government shutdown has now eclipsed its 28th day and the SEC continues to operate with limited staff which is having a crippling effect on the ability of many companies to...more
1/21/2019
/ Capital Formation ,
Capital Markets ,
Filing Requirements ,
Financial Statements ,
Funding ,
Government Shutdown ,
Initial Public Offering (IPO) ,
Publicly-Traded Companies ,
Registration Statement ,
Regulation S-X ,
Section 8(a) ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Stop Order