Neel Maitra

Wilson Sonsini Goodrich & Rosati

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Latest Posts › Enforcement Actions

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Not So NFTy: What the Impact Theory and Stoner Cats Enforcement Actions Could Mean for NFTs

The U.S. Securities and Exchange Commission (SEC) recently announced charges against and settlements with two NFT issuers for allegedly conducting illegally unregistered offers and sales of securities in the form of...more

9/20/2023 / Crypto Exchanges , Cryptocurrency , Enforcement Actions , FinTech , Non-Fungible Tokens (NFTs) , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Litigation , Securities Violations

SEC Goes After Staking-as-a-Service: Crypto Exchange Kraken Shuts Down Its U.S. Staking Program

With the announcement of charges against and a settlement with two subsidiaries of a prominent crypto exchange, Kraken, the U.S. Securities and Exchange Commission (SEC) appears to have a new target within the blockchain...more

2/15/2023 / Banking Sector , Blockchain , Cryptoassets , Digital Assets , Enforcement Actions , Financial Services Industry , Securities and Exchange Commission (SEC) , Securities Violations , Unregistered Securities

SEC Charges Former Coinbase Employee with Insider Trading in Crypto Assets—the First SEC Enforcement Action Against a Crypto...

In an unprecedented enforcement action, the U.S. Securities and Exchange Commission (SEC) brought insider trading charges against a former Coinbase manager and two others related to buying 25 tokens ahead of Coinbase's...more

7/25/2022 / Bitcoin , Criminal Conspiracy , Crypto Exchanges , Cryptoassets , Cryptocurrency , Enforcement Actions , Illegal Tipping , Insider Trading , Securities and Exchange Commission (SEC) , Securities Fraud

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