The Ontario Securities Commission (“OSC”) published for comment a proposed framework (the “Proposal”) to facilitate retail investment in illiquid Long-Term Assets (as defined below) through a new type of prospectus-qualified...more
The Ontario Securities Commission (“OSC”) and the Autorité des marchés financiers (“AMF”, and together with the OSC, the “Regulators”) recently completed a continuous disclosure review (the “CD Review”) related to independent...more
Proposed modernization of certain investment fund prospectus filing rules would extend lapse date to 24 months. CSA also considering introducing base shelf filing for all investment funds....more
2/14/2022
/ Canada ,
Canadian Securities Administration ,
Filing Requirements ,
Financial Services Industry ,
Investment Funds ,
Investor Protection ,
Proposed Amendments ,
Prospectus ,
Regulatory Oversight ,
Regulatory Standards ,
Securities Regulation