Nicholas Gervasi

Nicholas Gervasi

Katten Muchin Rosenman LLP

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Financial Markets and Funds Quick Take | Issue 38

Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds....more

5/21/2025  /  CFTC , Cryptocurrency , Enforcement Actions , Financial Institutions , Financial Markets , Financial Regulatory Reform , Government Agencies , Investment Funds , Regulatory Reform , Securities Regulation

SEC Reporting Parties Can Continue Following CFTC Reporting Rules When Reporting Security-Based Swap Data Until 2029

As a result of the Securities and Exchange Commission (SEC or the Commission) recently extending relief that the Commission originally granted under its 2019 Compliance Statement, security-based swap (SBS) market participants...more

5/19/2025  /  CFTC , Enforcement Actions , Financial Markets , Reporting Requirements , Securities and Exchange Commission (SEC) , Security-Based Swaps

Financial Markets and Funds Quick Take | Issue 36

Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds....more

3/13/2025  /  CFTC , Cryptocurrency , Data Privacy , Digital Assets , Enforcement Actions , European Commission , Executive Orders , NYDFS , Reporting Requirements , Securities and Exchange Commission (SEC)

A More Business-Friendly Approach to Innovation, Risk Management and Derivatives Regulation: What to Expect From Incoming CFTC...

President Donald Trump's nomination of Brian D. Quintenz to serve as Chairman of the Commodity Futures Trading Commission (CFTC or Commission) portends a potential shift towards a more business-friendly regulatory approach to...more

2/19/2025  /  CFTC , Derivatives , Digital Assets , Enforcement Actions , Financial Regulatory Reform , Financial Services Industry , FinTech , Innovation , Regulatory Agenda , Risk Management

UK Financial Insights from Katten | Issue 18

UK Financial Insights from Katten is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds in the UK and Europe....more

1/30/2025  /  Artificial Intelligence , Compliance , Data Protection , Digital Operational Resilience Act (DORA) , Enforcement Actions , Environmental Social & Governance (ESG) , EU , Financial Conduct Authority (FCA) , Mergers , UK

Financial Markets and Funds Quick Take | Issue 34

Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds....more

1/16/2025  /  Artificial Intelligence , CFTC , Digital Assets , Enforcement Actions , Environmental Social & Governance (ESG) , EU , European Data Protection Board (EDPB) , Federal Trade Commission (FTC) , Financial Conduct Authority (FCA) , IRS , Securities and Exchange Commission (SEC) , UK
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