On Tuesday, March 22, 2022, Assistant Attorney General Kenneth Polite of the Department of Justice (DOJ) told an audience of compliance professionals that DOJ will direct prosecutors to "consider requiring" chief compliance...more
4/8/2022
/ Anti-Money Laundering ,
Certification Requirements ,
Chief Compliance Officers ,
Compliance ,
Corporate Counsel ,
Corporate Crimes ,
Corporate Officers ,
Criminal Investigations ,
Department of Justice (DOJ) ,
Enforcement Actions ,
Enforcement Priorities ,
Investment Advisers Act of 1940 ,
New Guidance ,
Non-Prosecution Agreements ,
Policies and Procedures