Niki Fang

Niki Fang

Orrick, Herrington & Sutcliffe LLP

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SEC Expands "Test-the-Waters" Communications For All Companies

On September 26, 2019, the Securities and Exchange Commission (SEC) adopted Rule 163B permitting all companies to use test-the-waters (TTW) communications. This change will enable all companies to take advantage of practices...more

10/4/2019  /  Accredited Investors , Capital Markets , Emerging Growth Companies , Initial Public Offering (IPO) , Institutional Investors , New Rules , Qualified Institutional Buyers , Rule 163B , Securities and Exchange Commission (SEC) , Testing-the-Waters Communications
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