The Stock Exchange concluded to adopt the proposed amendments to the CG Code, with certain modifications based on market feedback....more
The updates include an information paper on implementing an uncertificated securities market, and a joint announcement on an enhanced timeframe for a new listing application process....more
11/22/2024
/ Compliance ,
Consultation ,
Corporate Governance ,
Disclosure Requirements ,
Enforcement Actions ,
Hong Kong ,
Hong Kong Securities and Futures Commission (HKSFC) ,
Hong Kong Stock Exchange ,
Joint Statements ,
Listing Rules ,
Prospectus ,
Publicly-Traded Companies ,
Takeover Code
The updates include two consultation conclusions from the Stock Exchange of Hong Kong Limited and notice from the Companies Registry.
The key updates in March and April 2024 include the publication of the consultation...more
The updates include a report from the Stock Exchange of Hong Kong Limited on review of issuers’ annual reports, a summary of private reprimands, and disciplinary actions....more
4/23/2024
/ Board of Directors ,
Conflicts of Interest ,
Corporate Governance ,
Corporate Issuers ,
Corporate Officers ,
Disciplinary Proceedings ,
Disclosure Requirements ,
Enforcement Actions ,
Financial Reporting ,
Hong Kong ,
Hong Kong Stock Exchange ,
Internal Controls ,
Listing Standards ,
Regulatory Oversight ,
Regulatory Requirements ,
Stock Exchange