The updates include an information paper on implementing an uncertificated securities market, and a joint announcement on an enhanced timeframe for a new listing application process....more
11/22/2024
/ Compliance ,
Consultation ,
Corporate Governance ,
Disclosure Requirements ,
Enforcement Actions ,
Hong Kong ,
Hong Kong Securities and Futures Commission (HKSFC) ,
Hong Kong Stock Exchange ,
Joint Statements ,
Listing Rules ,
Prospectus ,
Publicly-Traded Companies ,
Takeover Code
The updates include a report from the Stock Exchange of Hong Kong Limited on review of issuers’ annual reports, a summary of private reprimands, and disciplinary actions....more
4/23/2024
/ Board of Directors ,
Conflicts of Interest ,
Corporate Governance ,
Corporate Issuers ,
Corporate Officers ,
Disciplinary Proceedings ,
Disclosure Requirements ,
Enforcement Actions ,
Financial Reporting ,
Hong Kong ,
Hong Kong Stock Exchange ,
Internal Controls ,
Listing Standards ,
Regulatory Oversight ,
Regulatory Requirements ,
Stock Exchange