Noah Teixeira

Noah Teixeira

Morgan Lewis

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Securities Enforcement Roundup – May 2025

In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments and cases from May 2025. In May 2025: More ongoing developments in the crypto enforcement area at the US...more

6/12/2025  /  Cryptocurrency , Digital Assets , Enforcement Actions , Financial Industry Regulatory Authority (FINRA) , Investors , Regulatory Reform , Securities and Exchange Commission (SEC) , Securities Fraud , Securities Regulation , Settlement

Securities Enforcement Roundup – July 2024

In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments and cases from last month. In July 2024: A district court dismissed several of the SEC’s claims against...more

8/13/2024  /  Chief Information Security Officer (CISO) , Cybersecurity , Financial Industry Regulatory Authority (FINRA) , SEC v Jarkesy , Securities and Exchange Commission (SEC) , Securities Fraud , Seventh Amendment , SolarWinds
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