Since the election in November 2024, there have been many changes to DOJ’s enforcement policies. Earlier this year, now-Acting Assistant Attorney General of the Criminal Division, Matthew R. Galeotti, announced at the...more
9/5/2025
/ Compliance Management Systems ,
Corporate Misconduct ,
Corporate Monitoring ,
Criminal Prosecution ,
Department of Justice (DOJ) ,
Digital Assets ,
Enforcement Guidance ,
Enforcement Priorities ,
Fraud ,
Healthcare Fraud ,
Money Laundering ,
New Guidance ,
SIFMA ,
Voluntary Disclosure ,
Whistleblowers ,
White Collar Crimes
Since Paul Atkins became Chairman of the U.S. Securities and Exchange Commission (SEC) on April 21, 2025, the SEC has announced significant pivots in its approaches to enforcement, regulatory guidance, investment adviser...more
7/10/2025
/ Capital Formation ,
Cryptocurrency ,
Digital Assets ,
Enforcement Priorities ,
Environmental Social & Governance (ESG) ,
Insider Trading ,
Investment ,
Investment Advisers Act of 1940 ,
Investment Funds ,
Investment Management ,
Private Funds ,
Regulation D ,
Regulatory Oversight ,
Regulatory Reform ,
Securities and Exchange Commission (SEC) ,
Securities Regulation
The term “whistleblower” generally refers to a person who anonymously reports suspected corporate misconduct to their employer or to law enforcement or regulatory authorities. This article focuses primarily on current...more