Oliver Black

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Market abuse surveillance: UK FCA shares observations on good and poor practices

Compliance with UK MAR depends on effective systems - The UK Market Abuse Regulation (UK MAR) requires firms to identify and report instances of potential market abuse. Their ability to do this depends on the effectiveness...more

7/12/2024  /  Banking Sector , Capital Markets , Enforcement Actions , EU Market Abuse Regulation (EU MAR) , Financial Conduct Authority (FCA) , Financial Institutions , UK , White Collar Crimes
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