Parik Dasgupta

Hogan Lovells

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SEC proposes new regulation to address AI conflicts concerns

The U.S. Securities and Exchange Commission (the SEC) proposed new rules for broker-dealers and registered investment advisers (RIAs) on Wednesday, July 26, 2023 that are intended to address potential conflicts of interest...more

8/18/2023  /  Artificial Intelligence , Investment Adviser , Investment Advisers Act of 1940 , Securities and Exchange Commission (SEC) , Securities Exchange Act
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