• The CFTC has filed a new “insider trading” enforcement action involving the energy markets—the agency’s third energy market insider trading case since 2015.
• The CFTC also created an Insider Trading and Information...more
10/3/2018
/ Anti-Fraud Provisions ,
Asset Management ,
Breach of Duty ,
CFTC ,
Commodities ,
Confidential Information ,
Electricity ,
Energy Market ,
Energy Sector ,
Enforcement Actions ,
FERC ,
Insider Trading ,
Market Manipulation ,
Natural Gas ,
Oil & Gas ,
Risk Mitigation ,
Securities Fraud
• On November 16, 2017, the Federal Energy Regulatory Commission released its 11th annual Report on Enforcement, detailing the agency’s Enforcement activities in 2017.
• Key highlights are that Enforcement priorities were...more
11/30/2017
/ Annual Reports ,
Anti-Competitive ,
CFTC ,
Electricity ,
Energy Sector ,
Enforcement Actions ,
Enforcement Statistics ,
FERC ,
Market Manipulation ,
Reliability Standards ,
Self-Reporting ,
Transparency