OpenAI, the high-flying developer of the groundbreaking ChatGPT AI chatbot and its associated foundational large language models, recently made headlines that set the corporate governance world abuzz. On a quiet Friday in...more
The landscape of mergers and acquisitions is undergoing a seismic shift powered by the adoption of distributed ledger and other blockchain derivative technology across industries.
Recent challenges in the cryptocurrency...more
9/15/2023
/ Acquisitions ,
Automation Systems ,
Blockchain ,
Coinbase ,
Cross-Border Transactions ,
Cryptocurrency ,
Decentralized Finance (DeFi) ,
Digital Assets ,
Distributed Ledger Technology (DLT) ,
Investors ,
Mergers ,
Tokenization
On January 26, 2022, the California Department of Financial Protection and Innovation (DFPI) announced its participation in a $22.5 million multi-state settlement with Nexo Capital Inc. (Nexo) relating to unregistered...more
The Securities and Exchange Commission (SEC) recently announced that it will be adding 20 positions to its newly renamed Crypto Assets and Cyber Unit, including fraud analysts, investigative staff attorneys, trial counsels,...more
5/13/2022
/ 401k ,
CFTC ,
Cryptoassets ,
Decentralized Finance (DeFi) ,
Executive Orders ,
Fraud ,
Investment Company Act of 1940 ,
Investors ,
Joe Biden ,
Non-Fungible Tokens (NFTs) ,
Retirement Funds ,
Securities and Exchange Commission (SEC) ,
Settlement ,
Stablecoins
On Wednesday, August 26, 2020, the Securities and Exchange Commission (the “SEC”) changed the investment landscape as we know it by modestly relaxing the eligibility rules for investment in private offerings. The Adopting...more
9/10/2020
/ Accredited Investors ,
Certifications ,
Family Offices ,
Federal Register ,
Financial Industry Regulatory Authority (FINRA) ,
Investment Company Act of 1940 ,
Investors ,
Limited Liability Company (LLC) ,
Private Offerings ,
Proposed Amendments ,
Qualified Institutional Buyers ,
Rural Business Investment Companies (RBICs) ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC)