Patrick Rogers

Patrick Rogers

K&L Gates LLP

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SEC Expands Nonpublic Review Process for Draft Registration Statements

On 3 March 2025, the Division of Corporation Finance of the Securities and Exchange Commission (the SEC) announced that it is expanding the scope of availability for companies to submit draft registration statements for...more

3/18/2025  /  Capital Markets , Disclosure Requirements , Filing Requirements , Financial Markets , Initial Public Offering (IPO) , Publicly-Traded Companies , Regulatory Requirements , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation

COVID-19: SEC Extends Conditional Relief and Provides Disclosure Guidance

SEC Extends Conditional Relief for Reporting Companies. On March 25, 2020, the Securities and Exchange Commission (“SEC”) issued an order (the “Order”) extending conditional relief to reporting companies affected by the...more

3/30/2020  /  Coronavirus/COVID-19 , Corporate Governance , Disclosure Requirements , Filing Deadlines , Filing Requirements , Publicly-Traded Companies , Relief Measures , Securities and Exchange Commission (SEC) , Securities Regulation
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