Paul Monsour

Akin Gump Strauss Hauer & Feld LLP

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Latest Posts › Capital Markets

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OCA Statement on the Continued Importance of High-Quality Financial Reporting for Investors in Light of COVID-19

On June 23, 2020, the Office of the Chief Accountant (OCA) of the Securities and Exchange Commission (SEC) issued another statement on the importance of high-quality financial reporting in light of the impact of, and...more

6/26/2020 / Audit Committee , Auditor Independence , Capital Markets , Coronavirus/COVID-19 , Disclosure Requirements , Financial Reporting , GAAP , ICFR , Investors , Securities and Exchange Commission (SEC)

SEC Updates Proxy Rule and Proxy Statement Interpretations

On May 11, 2018, the U.S. Securities and Exchange Commission’s (SEC) Division of Corporation Finance (the Division) consolidated and updated its interpretations of the proxy rules and Schedules 14A and 14C. The...more

5/24/2018 / C&DIs , Capital Markets , Corporate Financing , Disclosure Requirements , Proxy Season , Proxy Statements , Securities and Exchange Commission (SEC)

It’s OK, Capital Markets Associates, You (Probably) Haven’t Lost a Day to Get to Closing

As we noted in a previous blog, the SEC recently adopted an amendment to Rule 15c6-1(a) to shorten the standard settlement cycle for most broker-dealer transactions from three business days after the trade date (T+3) to two...more

4/13/2017 / Amended Rules , Broker-Dealer , Capital Markets , Public Offerings , Rule 15c6-1(a) , Securities , Securities and Exchange Commission (SEC) , Securities Settlement Cycles , Underwriting

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