Paul Monsour on Regulation S-K

Disclosing Cyber Incidents and Risks: SEC Proposes Rules to Enhance and Standardize Cyber Disclosures and Incident Reporting by...

Key Points - Proposed amendments bolster cyber disclosure and incident reporting requirements to better inform investors about a company’s risk management, strategy and governance relative to cyber issues. Under the...more

3/14/2022 / Cyber Incident Reporting , Cybersecurity , Disclosure Requirements , Form 8-K , Publicly-Traded Companies , Regulation S-K , Securities and Exchange Commission (SEC)

SEC Proposes Rules to Enhance and Standardize Cyber Disclosures and Incident Reporting by Public Companies

Key Points - Proposed amendments bolster cyber disclosure and incident reporting requirements to better inform investors about a company’s risk management, strategy and governance relative to cyber issues. ...more

3/11/2022 / Corporate Governance , Cybersecurity , Disclosure Requirements , Form 8-K , Publicly-Traded Companies , Regulation S-K , Securities and Exchange Commission (SEC) , XBRL Filing Requirements

Corp Fin’s Climate Disclosure Review is Here – What to Expect and How to Prepare

Last week, the Division of Corporation Finance (Corp Fin) of the Securities and Exchange Commission (SEC) published an illustrative letter that provides samples of comments, which the SEC may issue to companies regarding...more

10/4/2021 / Climate Change , Corp Fin , Corporate Governance , Corporate Social Responsibility , Disclosure Requirements , Environmental Social & Governance (ESG) , Form 10-K , MD&A Statements , Regulation S-K , Securities and Exchange Commission (SEC)

SEC Votes to Adopt Rule Amendments to Modernize Disclosures of Business, Legal Proceedings, and Risk Factors Under Regulation S-K

On August 26, 2020, the Securities and Exchange Commission (SEC) voted to adopt amendments that modernize the description of business (Item 101), legal proceedings (Item 103) and risk factor disclosures (Item 105) that...more

9/3/2020 / Amended Rules , Corporate Governance , Disclosure Requirements , Publicly-Traded Companies , Registration Statement , Regulation S-K , Risk Assessment , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Proposes to Modernize Disclosures of Business, Legal Proceedings, and Risk Factors Under Regulation S-K

In an effort to improve the readability of disclosure documents, as well as discourage repetition and disclosure of information that is not material, the Securities and Exchange Commission (SEC) proposed amendments on August...more

8/25/2019 / Disclosure Requirements , Investors , JOBS Act , Proposed Amendments , Public Comment , Regulation S-K , Securities and Exchange Commission (SEC)

SEC Expands Definition of Smaller Reporting Company

On June 28, 2018, the U.S. Securities and Exchange Commission (SEC) voted to adopt amendments to the “smaller reporting company” (SRC) definition to expand the number of companies that qualify for certain existing scaled...more

7/25/2018 / Accelerated Filers , Disclosure Requirements , Final Rules , Financial Reporting , Regulation S-K , Regulation S-X , Securities and Exchange Commission (SEC) , Smaller Reporting Companies , Threshold Requirements

SEC Proposes Amendments to Modernize and Simplify Regulation S-K

On October 11, 2017, the U.S. Securities and Exchange Commission (SEC) voted to adopt proposed amendments to Regulation S-K that are intended to modernize and simplify certain disclosure requirements and related rules and...more

10/18/2017 / Disclosure Requirements , Proposed Amendments , Public Comment , Regulation S-K , Securities and Exchange Commission (SEC)

Junior Associates Rejoice: SEC Adopts Rule and Form Amendments to Require Registrants to Hyperlink Exhibits Listed in Filings and...

One of the typical activities for junior associates in performing due diligence for M&A and securities transactions involving public companies is going through the “exhibit list” filed by the public company on its recent...more

3/14/2017 / Acquisitions , Administrative Proceedings , Due Diligence , EDGAR , Electronic Filing , Filing Requirements , Final Rules , Hyperlink , Mergers , Publicly-Traded Companies , Registration Statement , Regulation S-K , Securities and Exchange Commission (SEC) , Securities Exchange Act

Paul Monsour

Akin Gump Strauss Hauer & Feld LLP

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