Paul Schoeman

Herbert Smith Freehills Kramer

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Corporate Governance: 2024 Year-End Review

As 2025 begins, we cover several significant corporate governance developments that occurred in the second half of 2024 and since our Corporate Governance: 2024 Midyear Review was published in August. We first highlight...more

1/9/2025 / Corporate Governance , Corporate Transparency Act , Delaware , Enforcement Actions , FinCEN , SEC Examination Priorities , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Litigation , Securities Regulation

SEC Secures Jury Verdict in Shadow Insider Trading Trial

On April 5, 2024, a federal jury in San Francisco returned a verdict in favor of the Securities and Exchange Commission (SEC) in Securities and Exchange Commission v. Panuwat. The jury found that a corporate executive had...more

4/19/2024 / Insider Trading , Material Nonpublic Information , Popular , Rule 10b-5 , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Fraud , Securities Violations

Second Circuit Limits Criminal Restitution Orders Under the Mandatory Victims Restitution Act: Expenses Associated With SEC...

On Feb. 25, 2022, the U.S. Court of Appeals for the Second Circuit held in United States v. Afriyie that restitution orders under the Mandatory Victims Restitution Act (MVRA) do not allow victims to recover attorneys’ fees...more

3/30/2022 / Criminal Investigations , Criminal Prosecution , Mandatory Victim's Restitution Act , Restitution , Rule 10b-5 , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Fraud

In Echo of Expert Network Cases, SEC Reaches Securities Fraud Settlement with Alternative Data Provider

On Sept. 14, 2021, the Securities and Exchange Commission (SEC) entered a cease-and-desist order against App Annie Inc. and its co-founder and former CEO, Bertrand Schmitt, after agreeing to settle securities fraud claims....more

9/23/2021 / Cease and Desist Orders , Confidential Information , Corporate Counsel , Enforcement Actions , Rule 10b-5 , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Fraud

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