Paul Thompson

Paul Thompson

Dorsey & Whitney LLP

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SEC Updates FAQs Regarding the Ongoing Government Shutdown

On January 10, 2019, the Division of Corporation Finance of the Securities and Exchange Commission updated its Frequently Asked Questions (FAQs) about how to handle certain filing matters during the U.S. government shutdown,...more

1/15/2019  /  Corporate Counsel , Division of Corporate Finance , Filing Requirements , Government Shutdown , Guidance Update , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

U.S. Government Shutdown Impacts SEC Operations, EDGAR and Other Filings, Enforcement and Regulatory Activities

In response to the U.S. government shutdown that began on December 22, 2018, the U.S. Securities and Exchange Commission and its Divisions of Corporation Finance and Investment Management published public guidance regarding...more

1/3/2019  /  Division of Corporate Finance , EDGAR , Electronic Filing , Enforcement , Filing Requirements , Government Shutdown , New Guidance , Publicly-Traded Companies , Rulemaking Process , Securities and Exchange Commission (SEC)
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