Penny Somer-Greif

Penny Somer-Greif

Baker Donelson

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Small Business Securities Bulletin: By Popular Demand - SEC Proposes Crowdfunding Rules

By way of background, pursuant to Section 5 of the Securities Act of 1933 (Securities Act) and state securities laws, any offer and sale of a security must be registered with the Securities and Exchange Commission (SEC) and...more

11/13/2013  /  Crowdfunding , General Solicitation , JOBS Act , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Small Business , Startups , Title III

Small Business Securities Bulletin: The Private Placements They Are A-Changin - General Solicitation, Bad Actor Prohibitions and...

By way of background, pursuant to Section 5 of the Securities Act of 1933 (Securities Act) and state securities laws, any offer and sale of a security must be registered with the Securities and Exchange Commission (SEC) and...more

8/8/2013  /  Bad Actors , Dodd-Frank , General Solicitation , JOBS Act , Private Placements , Rule 506 Offerings , Securities and Exchange Commission (SEC)
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