These days, artificial intelligence is everywhere we look, and the financial services industry is no different. As AI use increases, regulatory bodies are updating their rules and guidelines detailing how companies should and...more
12/17/2024
/ Artificial Intelligence ,
Banks ,
Bias ,
Broker-Dealer ,
Compliance ,
Discrimination ,
Financial Adviser ,
Financial Industry Regulatory Authority (FINRA) ,
Fraud ,
Governance Standards ,
Government Agencies ,
Institutional Investors ,
Insurance Industry ,
Internal Communications ,
Investment Adviser ,
Investors ,
Machine Learning ,
New Rules ,
Policies and Procedures ,
Recordkeeping Requirements ,
Regulatory Requirements ,
Retail Investors ,
Securities
How can we protect seniors who may be vulnerable to financial abuse or scams? RumbergerKirk's latest Legally Qualified podcast answers this question and more. RumbergerKirk attorneys Pete Tepley and Rebecca Beers talk with...more