Senior Division of Enforcement officials from the U.S. Securities and Exchange Commission (SEC) spoke with SEC alumni, private practitioners, and other professionals at the Securities Enforcement Forum D.C. 2024 (the Forum),...more
11/18/2024
/ Artificial Intelligence ,
Cryptocurrency ,
Cybersecurity ,
Enforcement Actions ,
Enforcement Priorities ,
Financial Reporting ,
Fraud ,
Presidential Elections ,
Regulatory Agenda ,
Securities and Exchange Commission (SEC) ,
Trump Administration
The white collar bar “got together” for a virtual discussion on the current landscape of the practice on September 23, 2020. Hosted by Practising Law Institute (PLI), the White Collar Crime 2020: Prosecutors and Regulators...more
10/7/2020
/ CARES Act ,
CFTC ,
Coronavirus/COVID-19 ,
Department of Justice (DOJ) ,
Enforcement Actions ,
Foreign Corrupt Practices Act (FCPA) ,
Fraud ,
Paycheck Protection Program (PPP) ,
Securities and Exchange Commission (SEC) ,
State Securities Regulators ,
Steering Committees ,
White Collar Crimes
The annual “SEC Speaks Conference,” where the U.S. Securities and Exchange Commission (SEC) and its senior staff review the major developments from the prior year, and preview the SEC’s enforcement priorities for the upcoming...more