Latest Posts › Coronavirus/COVID-19

Share:

SEC Staff Issues Temporary No Action Letter Allowing Affiliated Purchases of Debt Securities Under Section 17(a) of the 1940 Act

Decision Reflects Significant Market Disruptions Being Caused by the COVID-19 Pandemic - On March 26, 2020, at the request of the Investment Company Institute (the "ICI"), the staff of the Securities and Exchange...more

Additional SEC Exemptive Relief in Response to COVID-19

In light of the continuing disruptions that the COVID-19 pandemic is inflicting on financial markets, the Securities and Exchange Commission (“SEC”) on March 23, 2020 issued a temporary exemptive order (the “Temporary...more

Top 4 Questions Fund Boards Should Ask in the Wake of the Coronavirus

As the coronavirus continues to affect markets worldwide, many groups are conducting internal reviews and risk-assessments. In the investment management world, here are the top 4 questions fund boards should be asking their...more

3 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide