In a broad reversal of course on proposed rules issued by the Securities and Exchange Commission (SEC) under the leadership of former SEC Chair Gary Gensler, on June 12, 2025, the SEC issued a notice withdrawing fourteen of...more
7/30/2025
/ Capital Markets ,
Corporate Governance ,
Disclosure Requirements ,
Enforcement Actions ,
FinTech ,
Foreign Private Issuers ,
Initial Public Offering (IPO) ,
Proposed Rules ,
Regulatory Reform ,
Regulatory Requirements ,
Rulemaking Process ,
Securities and Exchange Commission (SEC) ,
Shareholder Proposals ,
Shareholders
Companies should not minimize the extent of a material cybersecurity incident by omitting material facts regarding the scope and potential impact of the incident. Cybersecurity risk factor disclosures should be tailored to a...more
1/30/2025
/ Board of Directors ,
Capital Markets ,
Compliance ,
Cryptocurrency ,
Cybersecurity ,
Debt Market ,
Digital Assets ,
Disclosure Requirements ,
Diversity ,
EDGAR ,
Enforcement Actions ,
Glass Lewis ,
Information Technology ,
Initial Public Offering (IPO) ,
Institutional Shareholder Services (ISS) ,
Nasdaq ,
NYSE ,
Over The Counter Derivatives (OTC) ,
Regulatory Agenda ,
Reporting Requirements ,
Reverse Stock Splits ,
Risk Management ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Shareholder Proposals ,
Special Purpose Acquisition Companies (SPACs)
SEC Developments -
In Twin Actions, SEC Charges Former Kubient CEO for Fraud and Former CFO and Audit Committee Chair for Failing to Investigate and Perpetuating CEO’s Fraud....more
10/31/2024
/ Capital Markets ,
Corporate Governance ,
Debt Market ,
Enforcement Actions ,
Equity Markets ,
Investment ,
Nasdaq ,
NYSE ,
Publicly-Traded Companies ,
Securities and Exchange Commission (SEC) ,
Securities Fraud ,
Securities Regulation ,
Securities Violations ,
Special Purpose Acquisition Companies (SPACs)