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SEC Approves Nasdaq Proposed Rules Modifying Minimum Bid Price Compliance Periods and Delisting Process

On January 17, the US Securities and Exchange Commission (SEC) approved Nasdaq’s proposed rule changes addressing companies that fail to meet the minimum bid price requirements of $1 per share and the subsequent delisting...more

2/26/2025 / Capital Markets , Compliance , Final Rules , Investors , Listing Rules , Nasdaq , Publicly-Traded Companies , Regulatory Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

Open Meeting Report: SEC Approves SPAC Final Rules in 3-2 Vote

US Securities and Exchange Commission (SEC) Chair Gary Gensler led an open meeting on January 24, 2024, hosting discussions that evaluated the potential benefits and pitfalls associated with the adoption of proposed rules...more

1/31/2024 / Final Rules , Initial Public Offering (IPO) , Investment Company Act of 1940 , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Special Purpose Acquisition Companies (SPACs)

Federal Regulation of Securities Committee of the Business Law Section of the American Bar Association Takes Aim at SEC Proposed...

On March 30, 2022, the US Securities and Exchange Commission (the "SEC" or “Commission”), in a three-to-one vote of its commissioners divided along political lines, approved the issuance of proposed rules (“Proposed Rules”)...more

6/22/2022 / Acquisitions , American Bar Association (ABA) , Final Rules , Initial Public Offering (IPO) , Mergers , New Regulations , Proposed Rules , PSLRA , Securities and Exchange Commission (SEC) , Special Purpose Acquisition Companies (SPACs)

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