Rebecca Valentino

Rebecca Valentino

Alston & Bird

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SEC Cracks Down on Individuals and Entities for Failure to Timely File Beneficial Ownership and Insider Trading Reports

Our Securities Group weighs in on the settlement by the Securities and Exchange Commission with 23 separate entities and individuals for alleged violations involving the failure to timely report ownership information....more

9/30/2024  /  Beneficial Owner , Business Entities , Business Ownership , Enforcement Actions , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934 , Securities Regulation

SEC’s Cybersecurity Rules – SEC Issues Guidance and DOJ Establishes Processes for the National Security or Public Safety Exception

Our Securities and Privacy, Cyber & Data Strategy teams unpack the Department of Justice’s (DOJ) process for companies seeking to delay Form 8-K disclosures under the Securities and Exchange Commission’s (SEC) cybersecurity...more

12/22/2023  /  Cyber Incident Reporting , Cybersecurity , Department of Justice (DOJ) , Disclosure Requirements , FBI , Form 8-K , National Security , Popular , Publicly-Traded Companies , Securities and Exchange Commission (SEC)
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