Last week, the CFTC updated its large trader position reporting rules for futures and options. First proposed in June 2023, this much-needed change modernizes a rule that had gone largely unchanged since the 1980s....more
5/10/2024
/ CFTC ,
Commodities Traders ,
Data Management ,
Due Process ,
Futures ,
Market Participants ,
New Rules ,
Notice Requirements ,
Regulatory Reform ,
Reporting Requirements ,
Stock Options ,
Traders
Over the past year, the Commodity Futures Trading Commission continued moving its focus away from practices like spoofing, instead bringing high-profile actions in the crypto space and reaching significant settlements with...more
5/5/2023
/ Broker-Dealer ,
CFTC ,
Compliance ,
Crypto Exchanges ,
Cryptoassets ,
Electronic Communications ,
Enforcement Actions ,
Enforcement Priorities ,
Financial Institutions ,
Investment Adviser ,
Market Participants ,
Registration Requirement ,
Required Communications ,
Securities and Exchange Commission (SEC) ,
Spoofing