Richard Aftanas

Hogan Lovells

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Latest Posts › Securities and Exchange Commission (SEC)

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Cross-border SEC spotlight: Key updates for non-U.S. companies – Q2 2025

Welcome back to our Hogan Lovells Cross-border SEC spotlight: Key updates for non-U.S. companies, a dedicated resource for non-U.S. companies listed or exploring a listing in the United States. This newsletter is published...more

7/16/2025 / Disclosure Requirements , EDGAR , Foreign Corrupt Practices Act (FCPA) , Foreign Private Issuers , Reporting Requirements , Securities and Exchange Commission (SEC)

SEC requests public comment on the definition of foreign private issuer

On June 4, the SEC published a “concept release” seeking public comment on potential amendments to the definition of “foreign private issuer” (FPI) under the Securities Act and the Exchange Act. The SEC issued the release in...more

6/12/2025 / Capital Markets , Financial Services Industry , Foreign Private Issuers , Proposed Amendments , Proposed Rules , Public Comment , Regulatory Reform , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Regulation

Cross-border SEC spotlight: Key updates for non-U.S. companies

Welcome to the inaugural edition of our Hogan Lovells Cross-border SEC spotlight: Key updates for non-U.S. companies, a dedicated resource for non-U.S. companies listed or exploring a listing in the United States. This...more

4/4/2025 / Cross-Border , Disclosure Requirements , Financial Services Industry , Foreign Private Issuers , Publicly-Traded Companies , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

SEC staff expands availability of nonpublic registration statement review process

On March 3, the SEC’s Division of Corporation Finance announced that it has expanded the availability of the nonpublic review process for registration statements under which issuers may voluntarily submit draft Securities Act...more

3/12/2025 / Disclosure Requirements , Filing Requirements , Publicly-Traded Companies , Registration Statement , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation

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