On September 27, 2023, the Securities and Exchange Commission (the “SEC”) announced charges against six officers, directors, and major shareholders of public companies (“insiders”) for failing to timely report and file...more
On December 19, 2018, the SEC announced that it had adopted final rules that allow reporting companies to rely on the Regulation A exemption from registration for their securities offerings.
Until recently, the only way...more
2/4/2019
/ Acquisitions ,
Amended Regulation ,
Capital Markets ,
Final Rules ,
Initial Coin Offering (ICOs) ,
Initial Public Offering (IPO) ,
Mergers ,
Publicly-Traded Companies ,
Registration Requirement ,
Regulation A ,
Securities and Exchange Commission (SEC) ,
Smaller Reporting Companies
Although EDGAR continues to accept filings, the government shutdown has now eclipsed its 28th day and the SEC continues to operate with limited staff which is having a crippling effect on the ability of many companies to...more
1/21/2019
/ Capital Formation ,
Capital Markets ,
Filing Requirements ,
Financial Statements ,
Funding ,
Government Shutdown ,
Initial Public Offering (IPO) ,
Publicly-Traded Companies ,
Registration Statement ,
Regulation S-X ,
Section 8(a) ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Stop Order
SNAP Inc., the parent company of Snapchat, went public yesterday with a valuation of approximately $33.4 billion. The Company raised $3.4 billion at $17 per share, and is now trading well above the IPO price. While SNAP has...more