The Division of Investment Management of the U.S. Securities and Exchange Commission (the SEC) released new guidance on March 19, 2025 that replaces and relaxes prior guidance for registered investment advisers (RIAs) with...more
It’s election season in America – and for investment advisers (registered or exempt), that means a renewed focus on Rule 206(4)-5, the political contributions rule, commonly known as the “pay-to-play rule.”...more
This year more than ever we are seeing ESG ripples echoing across all industries, sectors and geographies, whether from new laws and regulations, climate related disclosures, green property management or re-evaluation of...more