Richard Parrino

Richard Parrino

Hogan Lovells

Contact
View Bio
RSS

Latest Posts › C&DIs

Share:

SEC staff updates guidance on Section 13 beneficial ownership reporting rules

The SEC’s Division of Corporation Finance recently issued 18 revised Compliance and Disclosure Interpretations (C&DIs) relating to Exchange Act Sections 13(d) and 13(g) and Regulation 13D-G under the Exchange Act. This...more

8/1/2025  /  Beneficial Owner , C&DIs , Disclosure Requirements , Regulatory Requirements , Reporting Requirements , Schedule 13D , Schedule 13G , Section 13 , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934

SEC issues new guidance on omission of interim financial information from draft registration statements

On August 17, the SEC’s Division of Corporation Finance issued new guidance indicating that emerging growth companies (EGCs) and non-EGCs may omit from their nonpublic draft registration statements interim financial...more

9/5/2017  /  C&DIs , Emerging Growth Companies , Financial Statements , Fixing America’s Surface Transportation Act (FAST Act) , New Guidance , Omissions , Registration Statement , Regulation S-X , Securities and Exchange Commission (SEC)
2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide