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CFTC Staff Issue Advisory on Criteria for Referrals to the Division of Enforcement

The staff of the US Commodity Futures Trading Commission (CFTC or Commission) on April 17, 2025 issued an advisory outlining the criteria the agency’s Market Participants Division, Division of Clearing and Risk, and Division...more

4/24/2025  /  CFTC , Commodity Exchange Act (CEA) , Enforcement Actions , Financial Markets , Financial Services Industry , New Guidance , Regulatory Oversight , Regulatory Requirements , Reporting Requirements , Self-Reporting
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