Covered institutions will need to review their cybersecurity and incident response policies and procedures ahead of the applicable compliance deadline. ...more
8/12/2024
/ Broker-Dealer ,
Brokers ,
Compliance ,
Covered Entities ,
Cyber Incident Reporting ,
Cybersecurity ,
Disclosure Requirements ,
Incident Response Plans ,
Investment Companies ,
New Rules ,
Policies and Procedures ,
Registered Investment Advisors ,
Regulation S-P ,
Securities and Exchange Commission (SEC) ,
Transfer Agents
Covered institutions will need to review their cybersecurity and incident response policies and procedures ahead of the applicable compliance deadline.
The Securities and Exchange Commission (SEC) recently adopted...more
8/9/2024
/ Broker-Dealer ,
Compliance ,
Compliance Dates ,
Cyber Incident Reporting ,
Cybersecurity ,
Incident Response Plans ,
Investment Adviser ,
Investment Companies ,
Policies and Procedures ,
Popular ,
Registered Investment Advisors ,
Risk Mitigation ,
S&P ,
Securities and Exchange Commission (SEC) ,
Transfer Agents
The new framework provides an additional route for personal data transfers from the EEA to the US.
On 10 July 2023, the European Commission (EC) took the final step to enable businesses to start relying on the new EU-US...more
8/1/2023
/ Adequacy Requirement ,
Certification Requirements ,
Compliance ,
Data Privacy ,
Department of Transportation (DOT) ,
Enforcement Authority ,
EU ,
EU-US Privacy Shield ,
European Commission ,
European Economic Area (EEA) ,
Federal Trade Commission (FTC) ,
Framework Agreement ,
General Data Protection Regulation (GDPR) ,
International Data Transfers ,
Personal Data ,
Privacy Framework ,
Schrems I & Schrems II ,
Standard Contractual Clauses ,
Surveillance ,
Switzerland ,
US-EU Safe Harbor Framework
The California Attorney General’s investigative sweep is a potential harbinger of increased focus on employers’ data privacy compliance with respect to employee data.
On July 14, 2023, the California Attorney General...more
7/20/2023
/ Artificial Intelligence ,
Automation Systems ,
B2B Organizations ,
Biometric Information Privacy Act ,
California Consumer Privacy Act (CCPA) ,
Compliance ,
Data Collection ,
Data Privacy ,
Employee Monitoring ,
Employee Privacy Rights ,
Employees ,
Enforcement Priorities ,
Fair Credit Reporting Act (FCRA) ,
General Data Protection Regulation (GDPR) ,
Health Insurance Portability and Accountability Act (HIPAA) ,
Job Applicants ,
Notice Requirements ,
State Attorneys General
The new laws introduce novel applicability thresholds and other requirements that businesses should consider when preparing for compliance with US state privacy laws, including those coming into effect from 2023 onwards....more
Businesses will need to take additional steps to ensure compliance as exemptions under the California Consumer Privacy Act expire at the end of 2022.
The California legislature adjourned its 2022 session without...more
Background -
2020 was a busy year on the global data privacy front, and marks the first full year of the California Consumer Privacy Act (CCPA). Businesses that posted their CCPA Privacy Policy in January 2020 will need...more