Turning a battleship even slightly creates a large wake, not unlike the enforcement waters that have been churning recently at the Securities and Exchange Commission (SEC). The new agency head, Gary Gensler, was formerly an...more
Courts have been split as to whether the 2010 Dodd-Frank Act protected both employees reporting misconduct only to company management as well as those also reporting issues to the U.S. Securities and Exchange Commission...more
In a seminal trial court decision, the federal court in the Northern District of California ruled in a whistleblower retaliation case that a fired general counsel of Bio-Rad Laboratories could use as evidence otherwise...more