On March 13, 2020, the SEC issued an exemptive order under the Investment Company Act of 1940 (the “1940 Act” and the “1940 Act Order”) providing relief for registered management investment companies and business development...more
In 2020, investment companies should be prepared for important compliance deadlines and likely US Securities and Exchange Commission (SEC) rulemakings.
In this Bottom Line videocast, Cynthia Beyea and Ronald Coenen Jr....more
1/30/2020
/ Asset Management ,
Compliance ,
ETFs ,
Filing Deadlines ,
Form N-PORT ,
Investment Companies ,
Investment Funds ,
Investors ,
Portfolio Companies ,
Proposed Rules ,
Regulatory Requirements ,
Rulemaking Process ,
Securities and Exchange Commission (SEC)