On Dec. 18, 2019, the Securities and Exchange Commission (SEC or Commission) proposed amendments to broaden the definition of “Accredited Investor” under Regulation D to cover a broader group of investors, including adding...more
12/20/2019
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Fund Managers ,
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Regulation D ,
Regulatory Agenda ,
Retail Investors ,
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Securities and Exchange Commission (SEC) ,
Securities Regulation
On Feb. 6, Jay Clayton and Christopher Giancarlo, the chairmen of the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC), respectively, jointly testified before the Senate Banking...more
3/1/2018
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Blockchain ,
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Virtual Currency
Among the plethora of investment products available, index funds have historically been considered among the more respectable, reliable and generally safe options for investors and markets alike....more
SEC Offers Guidance on ‘Fast-Growing Trend’ of Robo-Advisers -
As technology and robo-advisers become increasingly common options for asset managers and investors alike, the SEC is taking a closer look at some of the...more