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Cross-border SEC spotlight: Key updates for non-U.S. companies

Welcome to the inaugural edition of our Hogan Lovells Cross-border SEC spotlight: Key updates for non-U.S. companies, a dedicated resource for non-U.S. companies listed or exploring a listing in the United States. This...more

4/4/2025 / Cross-Border , Disclosure Requirements , Financial Services Industry , Foreign Private Issuers , Publicly-Traded Companies , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

SEC staff expands availability of nonpublic registration statement review process

On March 3, the SEC’s Division of Corporation Finance announced that it has expanded the availability of the nonpublic review process for registration statements under which issuers may voluntarily submit draft Securities Act...more

3/12/2025 / Disclosure Requirements , Filing Requirements , Publicly-Traded Companies , Registration Statement , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation

SEC staff revives former guidance on shareholder proposals raising social policy issues

On February 12, the SEC’s Division of Corporation Finance issued Staff Legal Bulletin No. 14M (SLB 14M) to update its guidance on the “economic relevance” and “ordinary business” exclusions in Exchange Act Rule 14a-8, which...more

2/28/2025 / Corporate Governance , Disclosure Requirements , Environmental Social & Governance (ESG) , Final Guidance , Publicly-Traded Companies , Regulatory Requirements , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation , Shareholders

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