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Cross-border SEC spotlight: Key updates for non-U.S. companies – Q2 2025

Welcome back to our Hogan Lovells Cross-border SEC spotlight: Key updates for non-U.S. companies, a dedicated resource for non-U.S. companies listed or exploring a listing in the United States. This newsletter is published...more

7/16/2025 / Disclosure Requirements , EDGAR , Foreign Corrupt Practices Act (FCPA) , Foreign Private Issuers , Reporting Requirements , Securities and Exchange Commission (SEC)

Cross-border SEC spotlight: Key updates for non-U.S. companies

Welcome to the inaugural edition of our Hogan Lovells Cross-border SEC spotlight: Key updates for non-U.S. companies, a dedicated resource for non-U.S. companies listed or exploring a listing in the United States. This...more

4/4/2025 / Cross-Border , Disclosure Requirements , Financial Services Industry , Foreign Private Issuers , Publicly-Traded Companies , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

SEC staff expands availability of nonpublic registration statement review process

On March 3, the SEC’s Division of Corporation Finance announced that it has expanded the availability of the nonpublic review process for registration statements under which issuers may voluntarily submit draft Securities Act...more

3/12/2025 / Disclosure Requirements , Filing Requirements , Publicly-Traded Companies , Registration Statement , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation

SEC enforcement targets beneficial ownership reporting violations - SEC Update

On September 25, the SEC announced that it had initiated and simultaneously settled cease-and-desist proceedings against 23 individuals and companies charged with violations of Exchange Act provisions and SEC rules that...more

11/13/2024 / Beneficial Owner , Disclosure Requirements , Form 10-K , Regulation S-K , Reporting Requirements , Securities and Exchange Commission (SEC)

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