Ryan Roman

Ryan Roman

Akerman LLP

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First-Ever Prosecution for Sales Under Rule 10b5-1 Trading Plan

Executive Sentenced to 42 Months in Prison - Company insiders rely upon Rule 10b5-1 trading plans to sell stock pursuant to predetermined trades, allowing them to later trade securities even though they may be in...more

7/1/2025  /  10b5-1 Plans , Corporate Governance , Criminal Prosecution , Department of Justice (DOJ) , Insider Trading , Penalties , Publicly-Traded Companies , Securities Fraud , Securities Regulation , White Collar Crimes
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