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The Competing Factors Driving ESG Disclosures

There has been mounting pressure on mandatory ESG disclosure in recent years that may reach a precipice in 2021 with a new SEC Chairman. The forces driving this pressure include institutional investors, fiduciary duties,...more

The SEC Modernizes the Accredited Investor Definition

On August 26, 2020, the Securities and Exchange Commission (SEC) adopted amendments to the definition of “accredited investor” to add new categories of natural persons and entities eligible to participate in our private...more

SEC Updates its Guidance on Shareholder Meetings in Light of COVID 19

On April 7, 2020, the Securities & Exchange Commission’s staff updated its previously issued guidance on shareholder meetings in light of the COVID-19 pandemic. The original guidance provided companies with assistance...more

SEC Proposes to Modernize Access to Private Capital Markets by Amending the Definition of "Accredited Investor"

On December 18, 2019, the Securities and Exchange Commission (SEC) proposed amendments to the definition of “accredited investor” to add new categories of natural persons and entities that would qualify under the rule and...more

SEC Charges PwC LLP with Violating Auditor Independence Rules

On September 23, 2019, PricewaterhouseCoopers LLP (PwC), along with one of its partners, Brandon Sprankle, was charged by the Securities and Exchange Commission (SEC) with violating the auditor independence provisions of the...more

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