On March 12, 2025, the Securities and Exchange Commission (the “SEC”) issued a No-Action Letter that provided guidance regarding the ways issuers can satisfy the accredited investor verification requirements of offerings made...more
4/3/2025
/ Accredited Investors ,
Capital Markets ,
Disclosure Requirements ,
Investment ,
New Guidance ,
No-Action Letters ,
Private Funds ,
Regulation D ,
Regulatory Requirements ,
Rule 506(c) ,
Securities and Exchange Commission (SEC) ,
Securities Regulation
As we turn our thoughts to 2025, there is clearly significant enthusiasm in the financial world for a bust-out year in venture capital. Anecdotally, we can readily see that the number of transactions is increasing, and...more
1/13/2025
/ Artificial Intelligence ,
Capital Markets ,
Fiduciary Duty ,
Financial Services Industry ,
FinTech ,
Initial Public Offering (IPO) ,
Investment ,
Private Equity ,
Private Funds ,
Risk Management ,
Venture Capital
Letter from the Editors -
Dear Readers,
There is an ancient Chinese proverb that goes like this: When the wind changes direction, there are those that build walls and there are those that build windmills. In the...more
5/18/2016
/ Angel Investors ,
Apple ,
Biotechnology ,
Capital Markets ,
Early Stage Companies ,
Email ,
Entrepreneurs ,
Fixing America’s Surface Transportation Act (FAST Act) ,
Securities Act ,
Tax Credits ,
Venture Capital