On November 4, 2022, the U.S. Securities and Exchange Commission (the “SEC”) began enforcing its updated advertising requirements for federally registered advisers. Those rules, described in greater detail here, represented a...more
1/5/2023
/ Advertising ,
Investment ,
Investment Adviser ,
Marketing ,
New Guidance ,
New Rules ,
Policies and Procedures ,
Registered Investment Advisors ,
Securities and Exchange Commission (SEC) ,
Solicitation ,
State and Local Government