Samuel Shaulson

Samuel Shaulson

Morgan Lewis

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Latest Posts › Best Interest Contract Exemptions

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Fiduciary Rule FAQs Challenge Back-End Recruitment Bonuses

Financial services firms with active recruiting programs should consider immediately how the DOL’s FAQs affect their compensation packages with respect to back-end recruitment awards. To help the financial services...more

11/1/2016  /  Best Interest Contract Exemptions , Broker-Dealer , Department of Labor (DOL) , Fiduciary Rule , Financial Institutions , Financial Services Industry , Grandfathering Rules , Hiring & Firing , Investors , Recruitment Policies
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